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Wholesale Chief Operating Office - Regulatory Control

Company: Wells Fargo Bank
Location: Meridian
Posted on: February 9, 2020

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. - In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Wholesale Banking provides financial solutions to businesses across the United States and globally. - Our four major business lines include Corporate & Investment Banking, Commercial Banking, Commercial Real Estate, and Wells Fargo Commercial Capital. - We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses.Wholesale Regulatory Control is seeking a dynamic contributor who has the proven capability to identify, assess and remediate risk through a highly developed Business Process Management (BPM)/Risk and Control Self Self-Assessment (RCSA) skillset. - The Business Risk and Controls Sr. Associate will have subject matter expertise in all areas of BPM/RCSA including process assessment and design, operating/desktop procedures, process mapping and risk assessment and rating, control design, monitoring, quality testing design and implementation, performing end to end risk assessments and executing disciplined change management routines. - The candidate will be responsible for providing insight into control gaps or enhancements and monitoring activities.Responsibilities include:--- Supporting Regulatory Programs, Line of Business Coverage teams, Regulatory Change and Business Process Management and various operational groups with design and implementation of procedures, controls, monitoring/testing and issue remediation for new Regulatory Programs--- Providing expertise and consistency in authoring policies and procedures and ensuring milestone commitments and required substantiation artifacts are defined, understood, and monitored for timely completion.--- Ensuring sustainability and substantiation of readiness to close Regulatory Program Issues.--- Ensuring Wholesale Regulatory Control alignment to Wholesale and Firm-Wide RCSA/BPRM frameworks and protocols--- Conducting in-depth risk assessments and identifying gaps and improvement opportunities in procedures, processes, tools and technology, controls, monitoring/testing, results assessment, escalation and remediation.Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Required Qualifications

  • 5+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 5+ years of financial services industry experience, of which 3+ years must include direct experience in risk management

    Desired Qualifications
    • Advanced Microsoft Office skills
    • Excellent verbal, written, and interpersonal communication skills
    • Strong analytical skills with high attention to detail and accuracy
    • Ability to interact with all levels of an organization

      Other Desired Qualifications
      --- Subject Matter Expert (SME) in the development, implementation, and support stages of projects, particularly organizational change management, process engineering, and infrastructure enablement--- Keen attention to detail and ability to work within highly complex regulatory frameworks--- Experience with process re-engineering and principles of Business Process Modeling.--- Experience in analyzing complex business problems, defining business and technical requirements with attention to details, user experience design, and system performance.--- Understanding of technology platforms to enable compliance and regulatory needs.--- Identifying potential gaps in controls, KRIs, and KPIs and monitoring activities and prioritize proposed risk mitigation activities for addressing priority business process gaps; monitor resulting action plans.--- Knowledge across enterprise risk management framework, including: risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics and governance.--- Understanding business operations, processes, products, and customer interactions and where they manifest risk.--- Understanding of risk framework, corporate/business policies, and programs to translate into plans for the business, function and/or risk type.--- Strong analytical ability used to identify risks and confidently raise issues, escalate early and engage in constructive credible challenge and will do so independently when necessary.--- Ability to proactively manage and resolve conflict and effectively defend decisions with objective rationale.--- Demonstrated ability to solve problems and analyze issues when data is collected from multiple sources and know how to ask the right questions to obtain the information needed to properly assess potential risks.--- Ability to act as a liaison between stakeholder partners which includes the ability to consult on identified risk issues or gaps.--- Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certification in Control Self-Assessment (CCSA), Six Sigma certification or other risk management discipline certification

      Job Expectations
      • Ability to travel up to 10% of the time

        Salary Information
        The salary range displayed below is based on a Full-time 40 hour a week schedule.

        TX-San Antonio: Min: $80,500 Mid: $115,000
        CA-San Diego: Min: $88,600 Mid: $126,500
        ID-Boise: Min: $80,500 Mid: $115,000

        Street Address
        TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX
        CA-San Diego: 1350 Fashion Valley Rd - San Diego, CA
        ID-Boise: 3033 Elder St - Boise, ID


        All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.
        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Meridian , Wholesale Chief Operating Office - Regulatory Control, Other , Meridian, Idaho

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